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Surviving a Risk Management Exam & Developing an Enterprise-Wide Risk Assessment
Click here for a PDF registration brochure.
Risk Management exams are not a “walk-in-the-park”. The best defense for a Risk Management Exam….is a strong offense! Meaning – every bank should proactively conduct an enterprise-wide risk self-assessment to enable management to identify any possible weaknesses that could be identified during a risk exam.
Day One will focus on just that….how to conduct an enterprise-wide risk self-assessment. We will discuss the nine risk categories that will be covered during your exam & show you how to proactively address each.
Day Two will be spent developing a risk assessment, completing case studies, & discussions during break-out sessions to develop risk management tools, & more! You will go back to the bank with much of your risk assessment done.
Bring a laptop to the session. We will be emailing you worksheets & a template for a risk model a couple of days prior to the session that you will utilize during Day Two. We’ll even develop a “new product” risk assessment. You will find a great benefit from bringing someone else from your bank….to bounce ideas off of in order to discuss how the different issues & topics can be applied to your bank.
Seminar Topics
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Begin our discussion with the four buzzwords of risk management: Identify, Measure, Monitor, and Control RiskDiscuss the examination procedures of reviewing policies, processes, personnel, control mechanisms
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Discuss a Risk Management Committee – quarterly meetings and the members’ responsibilities
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Cover the steps to conduct an enterprise-wide risk self-assessment to include all nine categories of risk
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How to summarize the bank’s strengths and weaknesses in order to address the weaknesses
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Report format to present to the Board
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And then….the exam!
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What to expect
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What the examiners will review
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The exam report itself
Who Should Attend
This informative session is designed for Risk Managers, Auditors, lending personnel, compliance personnel, and members of Risk Management Committees.
About Your Presenter - Ann Brode
Ann Brode has been in banking since 1973 in both large & community banks. Her experience covers a wide range of areas including lending, deposits, marketing, training, & management, both as a banker & as a consultant for fourteen years. Ann has spoken to banking audiences across the country for over fourteen years and regularly speaks at banking conventions. She has presented sessions for numerous state associations, BAI, IBAA, & has taught at the School of Banking Administration at the University of Wisconsin and several state banking schools.
She is the author of The Bank Deposit Documentation Manual for Front-Line Personnel, published by Bankers Publishing Company & is well published in numerous banking publications. She has her BBA & MBA through Kent University, & is a certified compliance officer.
Registration Information
IBA Members
$395 First Person
Non-Members
$790
As of Jan. 1, 1994, only 50 percent of business food and beverage can be deducted. For tax purposes the cost of food and beverage for this program is $25.
Agenda (Both Days)
8:30 a.m. Registration
9:00 a.m. Program begins
12:00 noon Lunch (included)
1:00 p.m. Program resumes
4:00 p.m. Program adjourns
Location
IBA Center for Professional Development
6925 Parkdale Place
Indianapolis, IN 46254
The IBA Center for Professional Development is located on the westside of Indianapolis just off of I-465. From I-465 take the 38th Street West Exit (Exit 17). When you exit go west on 38th street. Turn north/right onto Eagle Creek Parkway and then east/right onto Parkdale Place. Our address is 6925 Parkdale Place, Indianapolis, IN 46254. Click here for a map and a list of local hotels. Dress is business casual.
Confirmation/Cancellation
Everyone who registers online will receive an e-mail confirmation after the registration is submitted. Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. Within two days prior, 50% of the fee is assessed. Refunds are not provided for cancellations or absences which occur on the day of the program. Substitutions are welcome at any time.
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