Navigating the Indiana Code for Compliance Professionals

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As a compliance or operations professional, one of  the many tools you look to for guidance is the Indiana Code. This is where you turn for the legal  requirements in dealing with issues such as decedent accounts, escheatment, dormant account, UTMA’s, trusts, powers of attorney, etc.  Did you also know the Indiana Administrative Code has important legal information you should know about?  This seminar will show you how to navigate the Indiana Code and the Indiana Administrative Code, including new legislative updates, effective 2010. This seminar will NOT teach you the legal requirements relating to each topic.  After attending this seminar you will know where to find the information you are looking for and will feel comfortable looking for answers to new questions in the future.

Seminar Topics

• Account Types & Ownership
• Escheatment
• Dormant Accounts & Fees
• Uniform Transfer to Minor Accounts
• Decedent Accounts
  • Inheritance Tax
• Guardianships
  • Minors
  • Multiple Guardians
• Accounts for Minors
• Uniform Consumer Credit Code & Fees
  • Fees Change 7/1 of even numbered years
• Uniform Commercial Code
• Powers of Attorney
• Trusts
  • Multiple Trustees
  • Totten Trusts
• Safe Deposit Boxes
• Business Entities
  • Garnishments
  • Levies
  • Subpoenas

Who Should Attend
Compliance officers and other compliance professionals, as well as operations personnel that have responsibility for the initial determination regarding the banks’ policies and procedures, compliance with Indiana law, and deciding when to consult an attorney.

About Your Presenter
Sonja Kriegsmann is a member of Krieg DeVault’s Financial Institutions Practice Group & concentrates her practice in the areas of banking & regulatory compliance. Ms. Kriegsmann received  her Bachelor of Science degree in Finance from Indiana University - Indianapolis in 1981. 

In 1992 Ms. Kriegsmann graduated from the Indiana University School of Law where she received her J.D.  She is licensed to practice in the state of Indiana.

Prior to joining Krieg DeVault, Ms. Kriegsmann worked for 27 years in the banking industry, 15 of which as an attorney.  Ms. Kriegsmann has worked as in-house counsel and in private practice advising banks on a wide variety of compliance and legal    issues.  She has also worked as a Compliance Consultant with the Indiana Bankers Association where she developed the Compliance Connection product offered to its’ members & authored monthly compliance articles for the Hoosier Banker  magazine.

Fees
The following fees include the program, materials, continental breakfast, lunch and refreshments:

IBA Members 
$225 First Person 
$155 Additional Member from Same Institution

Non-Members
$450

Agenda
8:30 a.m.         Registration & Continental Breakfast
9:00 a.m.         Program Begins
12:00 Noon     Lunch (included)
1:00 p.m.         Program Resumes
4:00 p.m.         Program Adjourns

Location
IBA Center for Professional Development
6925 Parkdale Place
Indianapolis, IN 46254

The IBA Center for Professional Development is located on the westside of Indianapolis just off of I-465. From I-465 take the 38th Street West Exit (Exit 17). When you exit go west on 38th street. Turn north/right onto Eagle Creek Parkway and then east/right onto Parkdale Place. Our address is 6925 Parkdale Place, Indianapolis, IN 46254. Click here for a map and a list of local hotels. Dress is business casual.

Confirmation/Cancellation
Everyone who registers online will receive an e-mail confirmation after the registration is submitted. Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. Within two days prior, 50% of the fee is assessed. Refunds are not provided for cancellations or absences which occur on the day of the program. Substitutions are welcome at any time.